Our attorneys have experience representing venture capital firms, investment companies, lenders, solicitation agents, analysts, and executives in a range of transactional and litigation matters.

Our experience includes:

• Representation of individual and institutional investors in Financial Industry Regulatory Authority (FINRA) arbitration
• Representation of executives in SEC civil enforcement proceedings
• Representation of a mortgage lender in a first-of-its-kind agreement with the Massachusetts Attorney General’s Office to modify and service allegedly predatory loans
• Representation of a multi-national financial services company in a dispute with an asset manager
• Representation of a marketing agent for a private wealth manager in a dispute owes fees owed under a solicitation agreement
• Representation of a venture capital firm in an action to recover fees owed under an advisory services agreement
• Representation of an equity analyst in a compensation dispute with his employer